by Tony Catt | Jun 3, 2017 | Catt's Eye View - Historic .PDF, Financial Services - Articles
Client reviews June 2017 Client reviews are probably more important than the original business written This is quite a hot issue. The FCA has undertaken a thematic review, following RDR, relating to the full advice process. This starts with Initial Disclosure...
by Tony Catt | Mar 15, 2017 | Catt's Eye View - Historic .PDF, Financial Services - Articles
Property Funds Revisited March 2017 Property is a deceptively diverse asset class but can broadly be split into two: residential and commercial I have been fascinated by property funds since I first became an Independent Financial Adviser in 1997. For a long time,...
by Tony Catt | Mar 3, 2017 | Catt's Eye View - Historic .PDF, Financial Services - Articles
Getting the most out of your approach with CPD March 2017 For many advisers, Continuous Professional Development (CPD) is a necessary evil that is foist upon them by an over-zealous regulator. Everybody is aware of the requirements, 35 hours per year of which 21...
by Tony Catt | Jan 12, 2017 | Catt's Eye View - Historic .PDF, Financial Services - Articles
Transferring out of defined benefits pension schemes 12 January 2017 From compliance no-no to acceptable advice in one leap As far as the FCA is concerned, this issue still represents such a high risk that advisers are expected to retain pension transfer files...
by Tony Catt | Jan 3, 2017 | Catt's Eye View - Historic .PDF, Platform Research Reports
Platform Research Report January 2017 This report is produced as a due diligence resource for IFA firms to give them whole of market information. This report has been produced as a due diligence resource for my IFA firm clients to provide whole of market...
