ESG Investment
ESG Investment 15 October 2021 ESG Investment – more column inches for you Every day, there is somebody writing about ESG Investment. You would have thought, this would not be sustainable when you consider all the trees that are felled to provide paper for reports....FCA – 4 steps to compliant advice
FCA – 4 steps to compliant advice 24 October 2013 According to FCA Technical specialist Rory Percival on 22nd October 2013 Do the thinking – is the solution right for the client? Make sure it is robust –the “application of your professionalism...
Consumer Duty
Consumer Duty 12 May 2022 Coming to a fact find near you Over the years, the FCA has been fighting a (losing) battle to try to stop consumers receiving poor value and poor advice relating to financial services. The FCA has tried various different initiatives over the...
Compliance relating to ESG Investment
Compliance relating to ESG Investment 10 September 2021 Sustainable Finance Directive I have recently embarked on research into ESG Investment and am due to complete my report on this by the end of October. It has introduced me to a whole new world of Responsible...
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