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Consumer Duty – What are we up to?

Consumer Duty – What are we up to?

by Tony Catt | Jun 23, 2023 | Catt's Eye View, Catt's Eye View - Historic .PDF, Financial Services - Articles

Consumer Duty – What are we up to? May 2023 Where sustainable investment meets consumer duty At a meeting this week, I met a man who has specialist knowledge, including a doctorate on the subject of modern slavery. Naturally, I launched into how difficult my...
ESG Investment

ESG Investment

by admin | Jun 16, 2022 | Catt's Eye View - Historic .PDF, Financial Services - Articles

ESG Investment 15 October 2021 ESG Investment – more column inches for you Every day, there is somebody writing about ESG Investment. You would have thought, this would not be sustainable when you consider all the trees that are felled to provide paper for reports....

FCA – 4 steps to compliant advice

by Tony Catt | Oct 24, 2013 | Catt's Eye View - Historic .PDF, Financial Services - Articles

FCA  – 4 steps to compliant advice 24 October 2013 According to FCA Technical specialist Rory Percival on 22nd October 2013   Do the thinking – is the solution right for the client?   Make sure it is robust –the “application of your professionalism...
Consumer Duty

Consumer Duty

by admin | May 12, 2022 | Catt's Eye View - Historic .PDF, Financial Services - Articles

Consumer Duty 12 May 2022 Coming to a fact find near you Over the years, the FCA has been fighting a (losing) battle to try to stop consumers receiving poor value and poor advice relating to financial services. The FCA has tried various different initiatives over the...
Compliance relating to ESG Investment

Compliance relating to ESG Investment

by admin | Sep 11, 2021 | Catt's Eye View - Historic .PDF, Financial Services - Articles

Compliance relating to ESG Investment 10 September 2021 Sustainable Finance Directive I have recently embarked on research into ESG Investment and am due to complete my report on this by the end of October. It has introduced me to a whole new world of Responsible...
Fixed Income Funds Report 2024

Fixed Income Funds Report 2024

by Tony Catt | Apr 5, 2025 | Catt's Eye View - Historic .PDF, Managed Portfolio Services Reports

Fixed Income Funds Report 2024 March 2024   This report was commission by IFA/GBI/DFM Wealth Magazine and I hope that it will continue to provide advisers with sufficient knowledge and confidence to investigate the whole market of fund managers providing Fixed...
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Tony Catt
Compliance Consultant

07899 847338
info@tonycatt.co.uk

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