by Tony Catt | Jun 23, 2023 | Catt's Eye View, Catt's Eye View - Historic .PDF, Financial Services - Articles
Consumer Duty – What are we up to? May 2023 Where sustainable investment meets consumer duty At a meeting this week, I met a man who has specialist knowledge, including a doctorate on the subject of modern slavery. Naturally, I launched into how difficult my...
by admin | Jun 16, 2022 | Catt's Eye View - Historic .PDF, Financial Services - Articles
ESG Investment 15 October 2021 ESG Investment – more column inches for you Every day, there is somebody writing about ESG Investment. You would have thought, this would not be sustainable when you consider all the trees that are felled to provide paper for reports....
by Tony Catt | Oct 24, 2013 | Catt's Eye View - Historic .PDF, Financial Services - Articles
FCA – 4 steps to compliant advice 24 October 2013 According to FCA Technical specialist Rory Percival on 22nd October 2013 Do the thinking – is the solution right for the client? Make sure it is robust –the “application of your professionalism...
by admin | May 12, 2022 | Catt's Eye View - Historic .PDF, Financial Services - Articles
Consumer Duty 12 May 2022 Coming to a fact find near you Over the years, the FCA has been fighting a (losing) battle to try to stop consumers receiving poor value and poor advice relating to financial services. The FCA has tried various different initiatives over the...
by admin | Sep 11, 2021 | Catt's Eye View - Historic .PDF, Financial Services - Articles
Compliance relating to ESG Investment 10 September 2021 Sustainable Finance Directive I have recently embarked on research into ESG Investment and am due to complete my report on this by the end of October. It has introduced me to a whole new world of Responsible...
by Tony Catt | Mar 30, 2024 | Catt's Eye View - Historic .PDF, Managed Portfolio Services Reports
Managed Portfolio Services Report 2023 October 2023 This report is the fourth in the series of reports revisiting the world of Managed Portfolio Services following the reports from 2020,2021and 2022. The report has been commissioned by IFA/GBI/DFM Wealth...
