by Tony Catt | Dec 3, 2017 | Catt's Eye View - Historic .PDF, Financial Services - Articles
Insurance Distribution Directive December 2017 The IDD consultation is now in its third iteration. This is just another of the tsunami of rules being introduced in 2018, alongside MIFID II, GDPR and SM&CR, which will hit financial services firms in the UK in 2018....
by Tony Catt | Oct 6, 2017 | Catt's Eye View - Historic .PDF, Financial Services - Articles
MIFID 2 – Major reforms or big whoop? October 2017 MiFID 2 – EU legislation coming to the UK From the FCA site “The Markets in Financial Instruments Directive is the EU legislation that regulates firms who provide services to clients linked to ‘financial...
by Tony Catt | Sep 3, 2017 | Catt's Eye View - Historic .PDF, Financial Services - Articles
Senior Manager & Certification Regime (SM&CR) – what about the little people? 1 September 2017 The introduction of the Senior Managers & Certification Regime (SM&CR) . The aim of the new SM&CR is to reduce harm to consumers and strengthen...
by Tony Catt | Aug 25, 2017 | Catt's Eye View - Historic .PDF, Financial Services - Articles
Compliance – not regulated – really? August 2017 All advisers are subject to compliance and in regular contact with a compliance practitioner of some description. Advisers live in a world where regulation is king and many are almost paranoid about doing the...
by Tony Catt | Aug 2, 2017 | Catt's Eye View - Historic .PDF, Financial Services - Articles
FCA consultation paper CP 17/24 Information about current accounts August 2017 Consideration of current accounts There have many quite a few interesting consultation papers released by the FCA recently. Dealing with a wide range of subjects. Some have been...
