I work as a Freelance Compliance Consultant in Financial Services. My clients tend to be adviser firms of various sizes covering most elements of financial advice to consumers. I am a member of the Association of Professional Compliance Consultants.
In my work, I focus on ethical advice giving good quality guidance to advisers to improve their business.
Compliance – helping advisers write better business with integrity
Over the years, I have written many articles and reports based on my experience in work and play. This site contains the archives of the articles and reports that I have written.
You are welcome to read any of the articles on either subject. I would always appreciate any feedback that you may wish to give.
If you like any of the documents enough to print them off, please bear in mind that some of the reports are quite long (the MPS report runs to 177 pages) and will use up a lot of paper. Please keep printing to a minimum to save our resources.
I am not authorised to provide financial advice. Any opinions expressed in any of the articles do not constitute any recommendation to follow any course of action.