by Tony Catt | Aug 23, 2022 | Financial Services - Articles
Consumer Duty FCA Finalised Guidance 23rd August 2022 On 27th July, the FCA produced Policy Statement PS22/9 and Final non-Handbook Guidance for firms on the Consumer Duty FG22/5. On 27th July, the FCA produced Policy Statement PS22/9 and Final non-Handbook Guidance...
by Tony Catt | Jan 7, 2023 | Financial Services - Articles
OneLove Arm Band November 2022 People have been talking more about this than the football and I find it puzzling. There have been complaints about the late notice regarding the beer in stadia. Why do we think that we should be allowed to drink alcohol when it is...
by Tony Catt | Jul 24, 2022 | Financial Services - Articles
The wrong type of inflation 24th July 2022 The Thick Of It appears to have lacked the imagination to include many of the ridiculous things that are happening in our politics. They would have been described as too far-fetched to be plausible. I am sure that I am not...
by Tony Catt | Aug 22, 2022 | Financial Services - Articles
Vulnerable Clients – How to deal with them – Understanding 22nd August 2022 The major reason why clients get good outcomes is UNDERSTANDING. The new Consumer Duty principles are being introduced to try to maximise the potential for advisers to provide good...
by admin | Jun 16, 2022 | Catt's Eye View - Historic .PDF, Financial Services - Articles
ESG Investment 15 October 2021 ESG Investment – more column inches for you Every day, there is somebody writing about ESG Investment. You would have thought, this would not be sustainable when you consider all the trees that are felled to provide paper for reports....
by Tony Catt | Oct 24, 2013 | Catt's Eye View - Historic .PDF, Financial Services - Articles
FCA – 4 steps to compliant advice 24 October 2013 According to FCA Technical specialist Rory Percival on 22nd October 2013 Do the thinking – is the solution right for the client? Make sure it is robust –the “application of your professionalism...
