by Tony Catt | Jan 27, 2015 | Catt's Eye View - Historic .PDF, Financial Services - Articles
Collective Investments January 2015 OEICs, Unit Trusts and ETF’s OEICs and Unit Trusts are forms of collective investment, which allow individuals to participate in a large portfolio of quoted securities by pooling their money together with other...
by Tony Catt | Jan 2, 2015 | Catt's Eye View - Historic .PDF, Financial Services - Articles
Due Diligence and research – FCA Thematic Reviews 2015 Janaury 2015 FCA Thematic Review on due diligence From the recent FCA Positive Compliance workshop, we were given guidance (warning?) that the FCA is going to be focussing on due diligence in 2015 and that may...
by Tony Catt | Nov 4, 2014 | Catt's Eye View - Historic .PDF, Financial Services - Articles
FCA Positive Compliance Workshops November 2014 FCA – Live & Local events in 2014 A number of the Financial team have recently attended the FCA’s Positive Compliance Workshop which concentrated on the topics of RDR and Centralised Investment...
by Tony Catt | Oct 1, 2014 | Catt's Eye View - Historic .PDF, Financial Services - Articles
How to advise – the easy way October 2014 This article was written in October 2014 This article was written in October 2014 and outlines the usual steps in the financial advice process and also deals with client reviews Read the PDF...
by Tony Catt | May 9, 2014 | Catt's Eye View - Historic .PDF, Financial Services - Articles
EIS Risk Warnings May 2014 EISs are high-risk investments and may only be suitable as medium or long-term investments. EISs are complex products and are not suitable for all investors. If you have any doubts as to the suitability of a particular EIS, or EISs in...
by Tony Catt | Apr 2, 2014 | Catt's Eye View - Historic .PDF, Financial Services - Articles
Attitude to Investment Risk April 2014 This article was written in April 2014 This article was written in April 2014 and covers the consideration of capacity for loss and the need to take investment risk to achieve objectives. Read the PDF...
