by Tony Catt | Feb 23, 2024 | Catt's Eye View, Financial Services - Articles
More Consumer Duty June 2023 I guess that I will simply be adding to the column inches about Consumer Duty, but here goes. As advisers are manufacturers of their advice process, this has given us an opportunity to review the advice process and also the review process....
by Tony Catt | Jul 23, 2023 | Catt's Eye View, Financial Services - Articles
Consumer Duty – friend or foe? June 2023 Yet more column inches for you to consider regarding Consumer Duty. What can anybody tell you that will be helpful to you? For most advisers, the Consumer Duty is simply the latest effort by our regulator to get advisers...
by Tony Catt | Jun 23, 2023 | Catt's Eye View, Catt's Eye View - Historic .PDF, Financial Services - Articles
Consumer Duty – What are we up to? May 2023 Where sustainable investment meets consumer duty At a meeting this week, I met a man who has specialist knowledge, including a doctorate on the subject of modern slavery. Naturally, I launched into how difficult my...
