Vulnerable Clients – how to deal with them – Understanding

by Tony Catt | Aug 22, 2022 | Financial Services - Articles

Vulnerable Clients – How to deal with them – Understanding 22nd August 2022 The major reason why clients get good outcomes is UNDERSTANDING. The new Consumer Duty principles are being introduced to try to maximise the potential for advisers to provide good...

FCA – 4 steps to compliant advice

by Tony Catt | Oct 24, 2013 | Catt's Eye View - Historic .PDF, Financial Services - Articles

FCA – 4 steps to compliant advice 24 October 2013 According to FCA Technical specialist Rory Percival on 22nd October 2013 Do the thinking – is the solution right for the client? Make sure it is robust –the “application of your professionalism...

TTE Skills Matrix completion and notes

by Tony Catt | Mar 23, 2022 | Table Tennis

Table Tennis England Skills Matrix – completion and notes 26 March 2022 Board Skills and Diversity Matrix I am doing a test of the proposed Board Skills & Diversity Matrix to understand how it works and see how practical it is. There are a list of specific...