by Tony Catt | Feb 23, 2024 | Catt's Eye View, Financial Services - Articles
More Consumer Duty June 2023 I guess that I will simply be adding to the column inches about Consumer Duty, but here goes. As advisers are manufacturers of their advice process, this has given us an opportunity to review the advice process and also the review process....
by Tony Catt | Jul 23, 2023 | Catt's Eye View, Financial Services - Articles
Consumer Duty – friend or foe? June 2023 Yet more column inches for you to consider regarding Consumer Duty. What can anybody tell you that will be helpful to you? For most advisers, the Consumer Duty is simply the latest effort by our regulator to get advisers...
by Tony Catt | Jun 23, 2023 | Catt's Eye View, Catt's Eye View - Historic .PDF, Financial Services - Articles
Consumer Duty – What are we up to? May 2023 Where sustainable investment meets consumer duty At a meeting this week, I met a man who has specialist knowledge, including a doctorate on the subject of modern slavery. Naturally, I launched into how difficult my...
by Tony Catt | Mar 20, 2023 | Financial Services - Articles
FCA – Live & Local – Consumer Duty 2023 March 2023 The most fun that a compliance consultant can have with their clothes on I attended the first London delivery of the Financial Conduct Authority (FCA) Live & Local series in London at the Royal College...
by Tony Catt | Jan 24, 2023 | Financial Services - Articles
Coming to a practice near you – Consumer Duty January 2023 Happy New Year. I hope that this year has started well for you. As you will have seen, I have been producing in depth reports relating to Tax Efficient Investments. The Seed Enterprise Investment Scheme...
