The Advice Process – building a solid base
December 2016
From the FCA Positve Compliance Live & Local series
This was the London leg of the FCA Live & Local tour around the country that has taken most of the year and will be carried forward into the first couple of months of 2017. As well as the Positive Compliance presentations, there are also opportunities for firms to attend round-tables, lunches and even individual meetings with FCA personnel.